Regulator finalizes $276 mil. penalties on banks, securities firms over mis-selling of HK-tied derivatives
Seven banks and six securities firms were slapped with a combined 370 billion won ($276 million) in penalties by the financial regulator Wednesday over their mis-selling of equity-linked securities (ELS) products tracking Hong Kong's H Index. The amount is a…
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2 reports · 2 sources
Korea TimesRegulator finalizes $276 mil. penalties on banks, securities firms over mis-selling of HK-tied derivativesKorea TimesRegulator finalizes $276 mil. penalties on banks, securities firms over mis-selling of HK-tied derivatives9 recorded states
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